Firstly, I am a big fan of Tarkovsky and had seen all his released films except for Ivan’s Childhood. Though, I am a massive fan, as being principally a dramatist, I have one or two issues with his digressions and didactical impulses within his films, while holding him as an artist of the first rate level and heir to the Russian literary tradition. It was a particularly uninspiring evening : Bored of writing. Antipathy towards reading. Very disappointed with most films. And my heart was heavy with longing for a new experience or outlook. In this film, with a simple story, Tarkovsky stayed very close to the story without many digressions, while imprinting his indelible genius and social commentary. On a second viewing, I did see the shots he wouldn’t of been happy with, and understood while people claim the film to be his weakest directorially. Nevertheless, the film is a poetic masterpiece, and one has to marvel at the ability of Tarkovsky to turn a simple story into a tour de force. In all fairness to Tarkovsky, for a man to have such a legacy after only 20 years of filming, and a mere seven films is miraculous, and shows his ability. The films I have a problem with are the ones who filmed in exile from Russia, which are ’Nostalghia’ and the ‘Sacrifice.’ - Had Tarkovsky lived longer and not died so young, these films would be considered completely irrelevant and a mere plateau in the film history of this Soviet genius. [He was from Belarus in modern day geography, but USSR in his living - geography] *
I sat down at two o’clock in the morning, bored and not knowing what to do. So I decided to watch Tarkovsky’s ‘Ivan’s Childhood.’ - Which had been laying around unseen and gathering dust for months. Within moments of starting the DVD, I was in awe of the black and white aesthetics , and was in agreement with Tarkovsky that black and white are the most authentic colours in Film. The Film starts with a dream of Ivan’s mother and a prelapsarian innocence, throughout the movie with differing conversations and Ivan’s dreams, we find out the origin and meaning of the dreams and the tragic fate and trauma which inhabits Ivan. It could be said Tarkovsky’s crowning achievement is achieving a kind of apotheosis of being in the death and suffering of Ivan. - I for one, was happy for him to die. As Sartre pointed out 1 [to paraphrase] ‘ Ivan was already dead, and if he kept on living, his mission of revenge would’ve never stopped. In the this truly touching story of innocence lost, the depth and the meaning of the film comes from the haunting and trauma that inhabit the fringe of Ivan’s waking consciousness, while completely submerging him in dream, and periods of reflection. The dreams themselves are of an innocence which always end in a foreboding, or a situation of doom. This is no more than clearly reflected in the penultimate dream where the prelapsarian innocence is heightened and symbolised with his sister being offered apples by Ivan and his sisters changing countenance each time she offered the apple ending with an expression of foreboding doom [One cannot miss the biblical metaphor of Adam and Eve - not as the primal parents but as a metaphor of pre ego consciousness, and the transgression of ego consciousness in the minds of men. - It is important to note that Ivan offers the apple to his sister but we never see her eat it, which underscores the metaphor of innocence and the brutality of consciousness and memory.] Later in the film we see Galtsev accidentally finding a record of Ivan being hanged [with the executioners record showing a photograph of defiance, and the mud on the face also showing a disingenuous innocence] the director finishes the film with a dream which has none of the trauma of the previous dreams, and just the prelapsarian innocence regained; laughing and chasing his sister on the beach and a reunion with his mother, with his favourite gesture of her rubbing her forearm across her head. We can easily surmise that the director is showing us that Ivan has been liberated from the brutality and trauma of consciousness and memory. I found it a heart wrenching scene and spent all night trying to inhabit Ivan’s mental states and work out if the dreams were soothing or horrifying.
On a personal note, I have always conceived a film of an army officer realising the war will never end, and he will never get home to see his loved ones, and his subsequent descent into madness. I hade seen Herzog’s film version of ‘Woyzek’ without being very moved - while enjoying it. But Woyzek’s descent into darkness always resulted from an external opposition and down trodding; even though this is superficially true of ‘Ivan’s Childhood.’ the inner process and the horrifying efficacy of memory is given supreme importance to Ivan’s own sense of mission and self fragmentation. Early on in the film we see the persona Ivan has to inhabit in times of duress and war. He comes across aggressively with a quick fire temperament, only softening up when he sees his former colleagues such as Capt. Kholin, who Ivan smothers with affection after Ivan’s escape to an alternative bunker after a botched mission in reconnaissance [Where the other two scouts are hung with a message forewarning any Russian embracement upon the German bank.]
Quite quickly within the first opening scene, Tarkovsky has shown us the energies which will narrate the film and give it depth. - The Haunting and innocence of memory [ One would point out the similarities to Freud’s anecdote of the burning child.2] The aggressive stance of the child in the face of adversity and the tenderness the child still has. Ivan awakes alone in a windmill after spending the night crawling and swimming through a swamp that would [to quote a character] drown most men. - This is part of the story, but the trial and tribulation itself of the immersion in muck [situation and suffering which would drown most men] And the alienation of waking alone in a windmill after hearing cannon fire.
Throughout the film, Ivan is ordered to attend a military school, but Ivan has already escaped from one and joined the partisans war effort, and the order once more to attend school is vociferously denounced by a trembling Ivan which gives away two of his motives 1) of revenge ‘ As Ivan says anyone useful should be helping in the war effort and not wasting food.’ 2) What can school teach a boy whose been through so much - Whose seen the concentration camps, whose hid in the forests with the partisans derailing Nazi trains, who has lost his father [Who was a border guard] his mother and his sister. Furthermore in the trenches when Ivan is alone he is reading the chalk messages of the desperate who are about to be executed and hallucinates a figure [which is a coat] and the victory and revenge against the Nazi’s - When the bombs start go off, Galtsev tells Ivan not to be scared, and Ivan with dagger in hand say’s [with tears down his face] ‘ I’m not.
It is pretty haunting trying to imagine the mental state of Ivan. We [obviously] get glimpses of this in his dreams, but also in times of rest - One only has to meditate on Ivan’s countenance before Galtsev lifts him from his chair and puts Ivan into bed. For a 12 year old child to lose his mother, sister, and father must be asking ’What is left?’ and within this despair must also be the Kierkegaardian sickness unto death - The despair that the despair itself is not powerful itself to terminate it’s own consciousness. Has Ivan ever considered suicide? And is his revenge an even more powerful driving force because one has to compensate for this lack of ability to terminate the despair? Either the feeling of revenge is so powerful it will drive Ivan through life [And never cease, even in victory] or he is hell bent on revenge for possible vengeance and to end his own life. And then one tries to ask the question ‘ What was Ivan like in the final moments before his execution? Did he regress and recourse back to his family - In tears because they are murdered or because he couldn’t avenge them, or did he show one last moment of defiance? One would hope he was murdered on the battlefield, so he didn’t have to go through those final moments where he could’ve lost all standing of courage and character in his own eyes - Even if it is understandable why. One only has to read Dostoyevsky’s accounts on a fake execution to imagine the horror of such moments, where men recourse to insanity in an instant. - Or Dostoyevsky’s account in the Idiot, of a man who has lost all hope and cannot stop the tears flowing, but put the same man in a battlefield with a smattering of hope and he is defiant to the end. An allusion could also be made to Ahab in Melville’s ‘Moby Dick’ - Once Ahab has lost his leg in a battle with the Great white Sperm whale ‘ Moby Dick’ Ahab goes frothing at the mouth and turns temporarily insane - while he is frothing at the mouth and acting mad, he tries to trick madness by resolving himself a resolution to strike and kill Moby Dick and strike through the fabric of evil; so Ahab calms himself down and internalises this vengeance realising no -one would join a crazy captain on a mission which would result in certain death, nor would a ship owner admit such a Captain, so Ahab quietens himself and makes his resolution against the universe. - One could ask did Ivan go through such a struggle and temporarily suppress these murderous thoughts which come out in dreams, and hallucinations? And is Ivan striking out against the fabric of the universe itself, and finding repose only in death as in the Christian myths against evil in higher places and principalities?
One could argue Tarkovsky is making a Christian Statement of the suffering of the world, and the repose after death - and the ‘ indiscriminate slaughter of the universe’ - This may be true, but we would be forgetting the intensity of feeling, and religious rapture, one can find and feel within war, and between colleagues, moments of self sacrifice and tenderness. In some scenes seemingly unrelated to the film, Capt. Kholin tries to seduce the naïve teenage nurse Masha, after moments of unsuccessfully wooing her, he takes control of her and kisses her - while lifting her in mid air over a trench and with his legs on opposite banks of the trench. The metaphor is obvious and is also Tarkovsky’s statement of symbiosis. Masha succumbs to his charms, but Capt. Kholin dismisses her [ I don’t know why!] and could be making a statement on the intensity of feelings in war and if they are real or artificial - A question I’ve always had after reading Hemmingway’s ‘ For whom the bells toll’ And Robert Jordan’s relationship with the Spanish Gypsy ‘Maria’
Tarkovsky’s ‘Ivan’s Childhood.’ had the effect of affecting evocative and visceral emotions; like all great art bypassed the intellectual centres. As from reading Tarkovsky’s ‘Sculpting in time‘, and viewing the last scene before, I knew what was going to happen, and yet, I could not help but feel profoundly moved by the scenes and was biting my nails, becoming flustered and hoping ’somehow’ Ivan would survive. I had viewed the last scenes, but without context, with context they help the film reach an emotional level unsurpassed by nearly every film I have ever seen. It is a perfectly paced and carefully wrought film. Tarkovsky’s use of the elements in his films gives once a sense that the human affairs are largely a drama which is temporary in comparison to the primal world of Lakes, wind, rain, and sea. This is also reflected in a primal use of sound, where horror is, only we hear the primal world. Or in times of duress a discordant riff, and a searching melody which cannot rise. The choice of music rather than modern films which impose itself are always underscoring and embellishing the films own inner rhythm.
Ostensibly, Tarkovsky’s movies are an inquiry to man’s relationship to God. 3. Which have changed dramatically since the world wars, the same time the Romans lost faith in their own system of belief and government in the Carthaginian wars. In a metaphorical sense, the defining statement of the World Wars was that ‘ God had hidden his face.’ - The sense of supra personal values had been eradicated; no - one could find the significance in the tragedies, and nor frame them into any coherent framework. It ripped the fabric of civilization and revealed that behind civilization lies chaos and destruction awaiting to erupt, and makes all notions of progress, or the brotherhood of man ideas, seemingly a charade. Therefore it is incredulous to me [and no doubt Tarkovsky] that man has not learned these simple principles of existence, and maybe, why I speculate he tells the same story twice while in exile - Of man regaining the spirituality, or sacrificing himself in a spiritually [but not materialistically] meaningful act and thus saves civilization. One could speculate that Tarkovsky would probably hold the view that it is pure arrogance to assume that modern western civilization will even survive into the next century. - One would think the buildings would still stand, like the pyramids, but one cannot escape the fact that Oswald Spengler brought out that the monuments and architecture may still stand but the civilization that built them eradicates - Lewis Mumford goes on to say ‘ The metropolis is rank with forms of negative vitality. Nature and human nature, violated in this environment come back in destructive forms… in this mangled state, the impulse to live departs from apparently healthy personalities. The impulse to die supplants it … is it any wonder Dr. Freud found a death wish at the seat of human activity.’ Tarkovsky like Jung [in the answer to Job] speculates that the Christian myth itself rose itself because mans relationship towards God had changed from that of archaic man and man himself comes to know God to eradicate his sins and original sin [ one could change original sin for waking consciousness] and for God himself to keep his behaviour in check through man [ Unconscious urges and instincts] Thus Tarkovsky takes exemption to the idea that God had hidden his face and placed firmly the responsibility at mans feet, and tried to show ways [metaphorically] that man could redeem himself. In Ivan’s Childhood two metaphors immediately stick out - The windmill shaped as a cross in a resulting blast tips it’s axis and lands in a position about 45 degrees from 0 degrees - And thus is a metaphor for mans changing relationship to God, and that the axis of history and inner meaning had changed. [Whether Tarkovsky meant this consciously or intuitively is irrelevant as an artist of his calibre, neither owns his genius, nor is it not his property.] And secondly, the tortured child himself is a metaphor of pre rational innocence gone askew and reveals to us the price of ego waking consciousness and the burden of unconsciousness.
All in all it is such a genuinely moving film that one can enjoy without spotting the metaphors or the allusions; it is not hard to admire, or being swept up by the emotional intensity and religious efficacy of the film.
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* It’s quite interesting to remember that while making this film, Tarkovsky had never seen a Western film - as they were banned at film school. The Soviet film institution considered Western Films to be mediocre, consumer trash [and one cannot doubt this comment! However they only watched 4 or 5 eastern films a year.] Tarkovsky was incredulous - It would be like trying to be a writer without ever reading a book! - Tarkovsky himself considered himself an eastern person , and had much more affinity with eastern spiritual principles and expressions.
1 - http://people.ucalgary.ca/~tstronds/nostalghia.com/TheTopics/Sartre.html
Satre’s praise of ‘Ivan’s Childhood.’ in a long letter to a friend.
2 - Freud’s anecdote of the burning man concerns a man who has been looking after his dying son in bed, when after a long fought out illness the kid is dying in bed, the father distraught leaves the dying boys room and falls asleep that his son is in bed and has knocked over a candle and is on fire, so the dad rushes out the room to dowse his son.’ Freud concluded the death of his son was so traumatic, the father would rather have a memory where his son is painfully injured than to face the real consequences of the situation. - Freud said it was also a type of wish fulfilment. - the pleasure of the dream as unbearable as it was, was preferable to the unbearable tragedy of caring for his dying child.
Tarkovsky returns to this theme when the Old man in the battered ruins is talking to Ivan [who has ran away] is asking Ivan what happened to his ‘mother’ The old man continues to talk and reveals the death of his wife, but at the same time is hanging up a framed stitching declaring his wife will be back soon.
3 - God can be substituted to the Lacanian big ‘other’ , or especially in Jungian terms the ‘unconscious’ Or in more pragmatically terms ‘ man’s relationship to life.’